ubs group ag open account

Your message has been successfully submitted. 3 "Executive officer" meaning: president, principal financial officer, principal accounting officer or controller, any officer in charge of a principal business unit, division or function, any other officer who performs a policy-making function. Latest News. This reporting structure is shown in the following table: Audit is an integral part of corporate governance. Before joining UBS, he acquired know-how in investment banking as an analyst and trader, working for various financial institutions such as Morgan Stanley, Deutsche Bank, and AllianceBernstein. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. Member of the Board of Minsheng Financial Leasing Co. Member SIPC. Julius Br Group AG, known alternatively as Julius Baer Group Ltd., is a private banking corporation founded and based in Switzerland.Headquartered in Zrich, it is among the older Swiss banking institutions.In terms of assets under management, Julius Baer is number three among Swiss banks after the two generalists UBS and Credit Suisse and the biggest pure-play Ralph Hamers has been Group CEO of UBS Group AG and President of the Executive Board of UBS AG since November 2020. Robert Karofsky was appointed Co-President of the Investment Bank in 2018. Regional Head of Markets for North Americas, Citigroup Inc. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. is or has been an employee of UBS within the last three years. to latest quarter of UBS financial results, Invitation: Presentation of UBS's third quarter 2022 results, UBS E-banking and online services Switzerland. UBS published its third-quarter results on 25 October. Swissquote ist eine in der Schweiz lizenzierte/zugelassene Bank, welche unter der Aufsicht der Eidgenssischen Finanzmarktaufsicht (FINMA) steht. Shareholder approval is only mandatory if equity-based compensation plans require an increase in capital. Get all the latest India news, ipo, bse, business news, commodity only on Moneycontrol. Member NFA. The Risk Committee is responsible for monitoring our adherence to those risk principles and monitoring whether business divisions and control units maintain appropriate systems of risk management and control. Where are you today and where do you want to be tomorrow? The Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group Chief Executive Officer (the Group CEO), and is responsible for the overall direction, supervision and control of the Group and its management. Mr. Khan joined Ernst & Young (EY) in 2001, holding many leadership positions and becoming the youngest ever partner of the firms Swiss arm; when leavingEY, he was lead auditor of UBS. He then worked as COO EMEA for UBS Asset Management and has since held a broad range of leadership roles across the Group in Switzerland, the US and Japan, including COO of Group Internal Audit from 2006 to 2015. Maurice is a member of the firm's Financial Advisor Advisory Council (FAAC) consisting of 14 Financial Advisors who act as their peers' collective voice in raising the issues that will help provide better service to our clients. Halten Sie sich jedoch nicht in Deutschland auf, klicken Sie auf "Fortfahren", um die Website von Swissquote Bank AG ("Swissquote") besuchen zu knnen. We help banks to extend their offers and transform their cost structures. For needs that go beyond your ownto help you improve the lives of others. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. William C. Dudley served as the President and CEO of the Federal Reserve Bank of New York for nine years. is a current partner or a current employee of UBSs internal or external auditors. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Find the latest business news on Wall Street, jobs and the economy, the housing market, personal finance and money investments and much more on ABC News In 2021, it operated with an average headcount of 586 full-time equivalent employees. We provide regular information to our shareholders and to the financial community. You are free to change your cookies' settings in the privacy settings. In addition, the discussion of UBS's results provides further details of our results at a business unit level. UBS E-banking and online services Switzerland. No shareholder approval is required if shares for such plans are purchased in the market. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. processes to define strategy and risk appetite, as well as the overall adherence to the approved strategy; risk management, including whether risks are appropriately identified and managed; internal controls, specifically whether they are commensurate with the risks taken; processes to comply with legal and regulatory requirements, internal policies, and the Groups constitutional documents and contracts. Director and member of the Executive Committee of China Venture Capital and Private Equity Association Ltd. Chairperson of the Risk Committee since 2020, Member of the Corporate Culture and Responsibility Committee since 2020, Bachelor of Laws (LL.B. Earlier in his career, he worked in Japan for four years, as Corporate Planning Officer and assistant to the CEO. Throughout her career, Ms. Richardson has spent significant time with both incumbent and new technology companies, including being a board member of a digital knowledge management company and a leading cloud monitoring firm. The Coast Guard cutter Midgett (WMSL 757) moors in Manila, Philippines, Aug. 30, 2022. transparency that enhances the understanding of economic drivers and builds trust and credibility; consistency within each reporting period and between reporting periods; simplicity that allows readers to gain a good understanding of the performance of our businesses; relevance, by focusing not only on what is required by regulation or statute but also on what is relevant to our stakeholders; and. Prior to its merger, the bank was the third largest in Switzerland with over CHF300 billion of assets and CHF11.7 billion of equity.. It is an independent function that provides expertise and insights to confirm controls are functioning well and highlight where UBS needs to better manage current and emerging risks. Dieter Wemmer began his esteemed career in the insurance sector with the Zurich Group in 1986, retiring in 2017 as CFO of Allianz. A Look Into the Many Benefits of Demat Account. View or download our current and archived financial reports. No more guesswork - Rank On Demand Julie G. Richardson spent more than 25 years on Wall Street as a senior investment banker with a focus on telecom, media and technology. has received or has an immediate family member who has received during any twelve-month period within the last three years more than USD 120,000 in direct compensation from UBS (other than director and committee fees). Services include market intelligence, business execution, liquidity provision, processing and client servicing. GIA has unrestricted access to all accounts, books, records, systems, property and personnel, and must be provided with all information and data that it needs to fulfill its auditing responsibilities. Bally Sports RSNs Seek Emancipation From Sinclair Amid Parent's 'Strained Relationship' With Sports Leagues Former NBC Sports and ESPN executive David Preschlack will now head Diamond Sports Group, the subsidiary that manages the RSNs, as creditors reportedly grow concerned about the 'animosity' between the sports leagues and Sinclair From 2019 until September 2022, he was Co-President Global Wealth Management. He has worked at the IMF and advised the Chinese government on economic policy. holds any other Board mandates that might infringe on his independence. Under NYSE standards audit committees are responsible for appointing independent auditors. She also has in-depth finance expertise and experience across a wide range of finance, investment, and banking businesses. The latter also applies to UBS AGs internal audit function. In line with Swiss law, our Compensation Committee, together with the BoD, proposes for shareholder approval at the AGM the maximum aggregate amount of compensation for the BoD, the maximum aggregate amount of fixed compensation for the Group Executive Board (the GEB) and the aggregate amount of variable compensation for the GEB. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. See our upcoming events and important dates. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Sie diesen Hinweis gelesen und verstanden haben und dass Sie diese Website aus eigener Initiative besuchen und in keiner Weise von Swissquote angeworben wurden. See Board of Directors' Committee memberships, UBS E-banking and online services Switzerland, Chairperson of the Corporate Culture and Responsibility Committee since 2022, Chairperson of the Governance and Nominating Committee since 2022, Masters degree, modern history, Oxford University, Fellow of the Institute of Chartered Accountants in England and Wales, Member of the Board of Norfolk Southern Corporation (chair of the risk and finance committee), Member of the Board of Directors of the Bretton Woods Committee, Member of the Board of the Swiss Finance Council, Member of the Board of Americans for Oxford, Member of the Oxford Chancellors Court of Benefactors, Member of the Advisory Council of the British Museum, Member of the International Advisory Council of the China Securities Regulatory Commission, Member of the European Financial Services Round Table, Member of the International Monetary Conference, Advanced Management Program, Harvard Business School, MBA program, International Bankers School, New York, Bachelors degree, business administration, University of Applied Sciences, St. Gallen, Vice Chairman of the Board of Directors of Pilatus Aircraft Ltd, Member of the Board of Directors of Ringier AG, Member of the Board of Directors of Opernhaus Zrich AG, Vice Chairman of the Swiss Bankers Association, Chairman of the Employers Association of Banks in Switzerland, Member of the Board of Directors of the Swiss Employers Association, Chairman of the Foundation Board of the UBS Pension Fund, Member of the Foundation Council of the UBS Center for Economics in Society, Member of the Governance and Nominating Committee since 2019, Chairperson of the Audit Committee since 2018, Bachelors degree, economics, University College London, Trustee of the UKs Productivity Leadership Group, Member of the Corporate Culture and Responsibility Committee since 2022, Masters degree, law, Universities of Mannheim and Heidelberg, Master of Laws (LL.M. For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. He has a deep understanding of the global banking landscape and broad banking experience across all the geographic regions and major business areas in which UBS operates. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. Agreements and Disclosure. Nationality: Swiss | Year of birth: 1965 Lukas Ghwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. Falls die Cookies zurzeit auf Ihrem Computer inaktiv sind, mssen Sie diesen Hinweis fr jede neue besuchte Seite dieser Website akzeptieren. Barbara Levi has been Group General Counsel since November 2021. NYSE standards require the aforementioned committees to submit their reports directly to shareholders. Global Head of Fixed Income Research, Citigroup Inc. He serves as the team's dedicated investment analyst and is responsible for analyzing investment managers, constructing portfolios and trading. Myanmar Skin care Products Market Size to grow at a CAGR 8.6% from 2021 to 2027 - 36 mins ago. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures.html. ), University of Leeds, Chair of the Board of Directors of the Global Risk Institute, Visiting lecturer at the University of Leeds, Member of the Governance and Nominating Committee since 2022, Member of the Board of Euronext N.V. (chair of the remuneration committee), Member of the Board of Veolia Environnement SA (chair of the audit committee), Member of the Board of the African Financial Institutions Investment Platform, Chairperson of the Compensation Committee since 2019, Bachelors degree, business administration, University of Wisconsin-Madison, Member of the Board of Yext (chair of the audit committee), Member of the Board of Datadog (chair of the audit committee), Member of the Compensation Committee since 2018, Masters degree and doctorate, mathematics, University of Cologne, Member of the Board of rsted A/S (chair of the audit and risk committee), Chairman of Marco Capital Holdings Limited, Malta and subsidiaries, Member of the Berlin Center of Corporate Governance, Member of the Compensation Committee since 2020, Bachelors degree, business administration, the National University of Singapore, Member of the Board of Singapore Airlines Limited, Member of the Board Risk Committee of GIC Pte Ltd, Member of the Board of Jurong Town Corporation, Member of the Securities Industry Council, Member of the Board of Trustees of the National University of Singapore, Swiss Federal Diploma as a Business Analyst. Get breaking Finance news and the latest business articles from AOL. They enjoy spending time in the outdoors and volunteer with the Green Mountain Club as Long Trail adopters. Our Organization Regulations require three-quarters of the BoD members to be independent. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. President Investment Bank, UBS Group AG and UBS AG, Global Head of Equity Trading, AllianceBernstein, Co-Head of Global Equities, Deutsche Bank, Head of North American Equities, Deutsche Bank, Head of North American Trading, Morgan Stanley, President Personal & Corporate Banking and President UBS Switzerland, Nationality:Swiss and German |Year of birth:1965. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. GS | Complete Goldman Sachs Group Inc. stock news by MarketWatch. To continue achieving these goals, we apply the following principles in our financial reporting and disclosure: Latest financial information and Annual General Meeting. He is a financial sector veteran, with more than 30 years in senior roles in financial services, including as Head Wealth Management Asia Pacific, Country Head Singapore and Head Wealth Management South East Asia and Asia Pacific Hub for UBS. has an immediate family member who is a current partner or a current employee (personally working on UBS's audit), of UBS's internal or external auditors. She started her professional career as an attorney in private practice in Germany, then joined the Swiss pharmaceutical company in Germany in 2001 and subsequently held various global management positions in the legal sector in Switzerland. After starting her career at McKinsey & Company, Ms. Hassan held various business transformation, strategy, and client experience leadership roles at Charles Schwab Corporation. Dao holds her Series 7, 66 and Insurance licenses. http://www.ubs.com. Group Chief Risk Officer of UBS Group AG and Chief Risk Officer of UBS AG, Spokesman of the Executive Board, FMS Wertmanagement, Chief Risk & Financial Officer, FMS Wertmanagement, Managing Director, Credit Risk Management (Switzerland and Private Banking worldwide), Credit Suisse, Head Credit Risk Management Analytics & Instruments, Credit Suisse, Head of Credit Portfolio Management, Credit Suisse, Head Structured Finance Analytics, Group Credit Portfolio Management, Hypovereinsbank, Group Chief Digital and Information Officer, Nationality:British |Year of birth:1977. Edmund Koh has been President UBS Asia Pacific since 2019. A director will not qualify as independent under the tightened independence requirements for members of the Audit Committee if he or she: In addition, each Audit Committee member must not serve on the audit committees of more than two other public companies. GIA supports the BoD in discharging its governance responsibilities by taking a dynamic approach to audit, issue assurance and risk assessment, calling attention to key risks in order to drive action to prevent unexpected loss or damage to the firms reputation. NYSE standards require shareholder approval for the establishing of and material revisions to all equity compensation plans. UBS offers high net worth and affluent individuals around the world a complete range of tailored advice and investment services. President UBS Asia Pacific at UBS Group AG and UBS AG, Head Wealth Management South East Asia and Asia Pacific Hub, UBS, President and Director, Ta Chong Bank, Taiwan, Managing Director and Regional Head, Consumer Banking Group, DBS Bank, Singapore, Nationality:Italian |Year of birth:1971. We fully support transparency, and consistent and informative disclosure. 18701919. You are free to change your cookies' settings in the privacy settings. the United States and Australia) who can benefit from these digital services. In addition, GIA provides independent assurance on the effective and sustainable remediation of control deficiencies within its mandate, taking a prudent and conservative risk-based approach and assessing at the issue level whether the root cause and the potential exposure for the firm have been holistically and sustainably addressed. She joined UBS from the Federal Reserve Bank of New York, where she was COO and First Vice President. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Alongside these roles, Ms. Rachou brings extensive experience from serving as a board member of Socit Gnrale for 12 years and is currently on the boards of two other listed companies, including the pan-European bourse, Euronext N.V. Senior Advisor, Clartan Associs (formerly Rouvier Associs), France, Founding partner andCEO, Topiary Finance Ltd., UK, Head of Global Foreign Exchange and Currency Options, Crdit Agricole Indosuez (formerly Banque Indosuez), UK, Corporate Secretary and Secretary to the Board of Directors, Crdit Agricole Indosuez, France, COO, Carr Futures, France (owned by Banque Indosuez), Crdit Agricole Indosuez, France, Head of Asset and Liability Management & Market Risks, Crdit Agricole Indosuez, France, Position in Forex Exchange Sales, Crdit Agricole Indosuez, France and UK, Non-executive member of the Board since 2017, Nationality:American (US) |Year of birth:1963. or an immediate family member is or has been within the last three years employed as an executive officer of a company where any of UBSs present executive officers at the same time serves or served on that companys compensation committee. Nov. 7, Lonza Group AG: 1.42%: CHF34.73B: Advertisement. President of the Executive Board, UBS Business Solutions AG, CIOfor Corporate and Institutional Banking, Standard Chartered Bank, Global Group Technology and Operations Head forGlobal Markets, Wealth Management, Private Banking and Securities Services, Group Technology and Operations Engineering, Standard Chartered Bank, CIOfor Financial Markets, Standard Chartered Bank, Global Head of Strategy and Corporate M&A, Global Markets, Standard Chartered Bank, Head Corporate Strategy & M&A,EMEAand Pacific Rim, Merrill Lynch, Head of Corporate and Institutional Banking Practice, Asia Pacific, Oliver Wyman, Nationality:American (US) |Year of birth:1962. During the global financial crisis of 2007 to 2009, he held the position of CFO and Co-Head Corporate Strategy. The committees shown in the graphic assist the BoD in the performance of its responsibilities. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries A global financial services firm with a focused model built around clients and their needs, with an emphasis on informed advice, tailored ideas and solutions and best-in-class execution. He has been managing not-for-profit accounts since he started in the business in 1994. As Chief Digital Officer at Morgan Stanley Wealth Management, she led the digital strategy and executed digital transformation of the wealth management business to improve client experience and financial advisor effectiveness and efficiency. You can find more information under the Privacy Statement. Dao earned the CERTIFIED FINANCIAL PLANNERTM designation (CFP) in 2012. Order Routing Disclosure. 5 "Controlled" meaning: being a controlling shareholder (owning 50% or more of the voting power) or the Chairman and/or CEO of the company. Provide specific products and services to you, such as portfolio management or data aggregation. He became sole President in April 2021. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. She graduated Cum Laude from the University of Massachusetts Amherst with a Bachelor of Arts in Social Thought and Political Economy. Chris lives in Watertown with this wife, Lauren and their son, Grady. U.S. sports platform Fanatics has raised $700 million in a new financing round led by private equity firm Clearlake Capital, valuing Fanatics at $31 billion. You can ask us to review your brokerage account and provide you with investment recommendations at any time. Our mission is to provide quality strategies customized to your needs. In invested assets globallyAs of 06/30/2022, Products and services mentioned on these web pages may not be available for residents of certain nations. While safeguarding their independence, the external auditors closely coordinate their work with Group Internal Audit (GIA). Statement of Financial Condition. As a general rule for a Board of Director (BoD) member to be considered independent, he or she may not have any material relationship1 with UBS2, either directly or as a partner, controlling shareholder or executive officer3 of a company that has a material relationship with UBS. accepts directly or indirectly any consulting, advisory or other compensatory fees from UBS, other than compensation for Board and Board Committee services. It assumes overall responsibility for developing the strategies of the Group, the business divisions and Group Functions, and implements the BoD approved strategies. Please consult the sales restrictions relating to the products or services in question for further information. Whats the right plan to help make sure your retirement funds last? He cemented his reputation as a tech specialist by becoming a founding sponsor of KPMGs Global Fintech Network in 2014. or his/her immediate family members and/or companies controlled. President Morgan Stanley, responsible for Institutional Securities and Wealth Management, CEO of Morgan Stanley International, Morgan Stanley, President, Institutional Securities, Morgan Stanley, Co-President, Institutional Securities, Morgan Stanley, CFO and Co-Head Corporate Strategy, Morgan Stanley, Head Global Capital Markets, Morgan Stanley, Co-Head Fixed Income, Europe, Morgan Stanley. Prior to joining UBS Financial Services Inc. in November of 2007, Maurice was a Managing Director at Bear, Stearns & Co. Inc. Maurice focuses on managing wealth for the partners of private equity firms and managing investments for corporations and private charitable foundations. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. Group Chief Compliance and Governance Officer, UBS Group AG and UBS AG, Head Group Regulatory and Governance, UBS, Manager Group-wide too-big-to-fail program, UBS, Head Products and Services of Wealth Management & Swiss Bank, UBS, Nationality:American (US) and French |Year of birth:1974. Mr. Anderson is also an IT expert, having started out as a software developer in the early 1980s, before working in IT consulting and developing a broad knowledge of systems integration and IT outsourcing services, as well as software development. Under the leadership of the Group CEO, the GEB was comprised of 12 members as of 31 December 2021 and has executive management responsibility for the steering of the Group and its business. He demonstrated exceptional leadership in monetary policy and as a top regulator, including during the years of the global financial crisis. It subsequently played a large part in developing Germany's financial services industry, as its business model focused on providing finance to industrial customers. The company was founded in Lucerne, Switzerland in 1874, by Robert Schindler and Eduard Villiger, who established the collective joint partnership Schindler & Villiger. Dao manages the operational, administrative and client service functions for the team. As required by the Swiss Code of Obligations, the BoD submits its proposals for shareholder vote at the Annual General Meeting (the AGM). Amgn stock price target raised to $271 from $257 at UBS. We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. Under NYSE standards it is the responsibility of compensation committees to evaluate senior managements performance and to determine and approve, as a committee or together with the other independent directors, the compensation thereof. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries which is a subsidiary of UBS AG. President Global Wealth Management, UBS Group AG and UBS AG, President UBS EMEA, UBS Group AG and UBS AG, Co-President Global Wealth Management, UBS Group AG and UBS AG, CEOInternational Wealth Management, Credit Suisse, CFOPrivate Banking & Wealth Management, Credit Suisse, Managing Partner Assurance and Advisory Services Financial Services, Ernst & Young (EY), Industry Lead Partner Banking and Capital Markets, Switzerland andEMEAPrivate Banking, EY, Nationality:Singaporean |Year of birth:1960. As a foreign company with shares listed on the New York Stock Exchange (the NYSE), UBS Group AG also complies with all relevant corporate governance standards applicable to foreign private issuers. - do not qualify as "material relationship". best practice that leads to improved standards. The BoD has ultimate responsibility for the success of the Group and for delivering sustainable shareholder value within a framework of prudent and effective controls. Ms. Levi began her corporate career with Novartis Group in 2004 and worked there for 16 years, holding a number of senior legal roles across Europe. During his career, Mr. Hughes has also held senior management positions in the front office and key operational roles. Investor Relations communicates with investors, financial analysts and rating agencies and strives to achieve a consistently fair valuation for UBS shares through best-in-class disclosure, transparency and communication practices. . The Board may approve exceptions from this rule if the simultaneous service does not impair the ability of the director to fulfill his mandate. https://www.ubs.com/ch-mb0093-en. Her main focus is on giving daily support to the team with regard to all operational and administrative issues. (iii) design, operating effectiveness and sustainability of: Audit reports that include significant issues are provided to the Group CEO, relevant GEB members and other responsible management. More information on the external auditors is disclosed in the annual report 2021. Deutsche Bank was founded on 1870 in Berlin as a specialist bank for financing foreign trade and promoting German exports. Criteria for defining external Board members' independence. Group Internal Audit (GIA) performs the internal auditing role for the Group. The Chairman, the Audit Committee and the Risk Committee of the BoD are regularly informed of such issues. Such differences are discussed below. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Under the leadership of the Group CEO, the GEB has executive management responsibility for the steering of the Group and its business and assumes overall responsibility for developing thestrategies of theGroup, business divisions and Group Functions and implements the BoDapproved strategies. We aim to communicate our strategy and results in a manner that enables stakeholders to gain a good understanding of how our Group operates, what our growth prospects are, and the risks that our businesses and our strategy entail. ABB Ltd. is a Swedish-Swiss multinational corporation headquartered in Zrich, Switzerland. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. He is an avid golfer, and lives in Hingham with his wife, Karen and his two children, Katherine and Harry. Currently, he is a visiting lecturer at Leeds University and is chair of the Global Risk Institute, bringing an enormous amount of experience as a risk specialist to the Board of Directors of UBS. Sarah Youngwoodbecame Group CFO in May 2022. He served as Chairman of the Board of UBS Switzerland AG for five years and was a member of the Group Executive Board of UBS and President UBS Switzerland from 2010 to 2016, responsible for the private clients, wealth All on FoxSports.com. Loan Disclosure Statement. President UBS Americas, UBS Group AG and UBS AG, First Vice President and COO, Federal Reserve Bank of New York, Chief Digital Officer, Wealth Management, Morgan Stanley, Executive Vice President, Investor Services Segments & Platforms, Charles Schwab Corporation, Senior Vice President, Business Process Transformation, Charles Schwab Corporation, Senior Vice President, Advisor Services Client Experience & Strategic Integration, Charles Schwab Corporation, COO and Board Director, Charles Schwab Bank, Various senior positions at Charles Schwab Corporation, Business analyst and later associate principal at McKinsey & Company, Nationality:American (US) |Year of birth:1967. Starting as an Unsere Systeme haben festgestellt, dass Sie einen Computer mit einer in Deutschland lokalisierten IP-Adresse benutzen. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. All shareholders registered with voting rights are invited to general meetings of shareholders. UBS offers investment capabilities across traditional and alternative asset classes for private clients, intermediaries and institutional investors. Wir geben Ihnen alle Informationen, um die besten Investitionsentscheidungen zu Brsenindizes, Rohstoffen, Devisen, Kryptowhrungen und vielem mehr treffen zu knnen. Patrick Firmenich has been Chairman of the Board of Firmenich International SA, the worlds largest privately owned fragrances and flavorings company, since 2016, after leading the company as CEO during a 12-year tenure. See our upcoming events and important dates. Annie graduated from Suffolk University with a B.S in communications. The bank's statute was adopted on 22 January 1870, and on 10 March UBS invites you to the presentation of its first-quarter results on Tuesday, 25 October 2022. Her responsibilities at Roche Holding AG include a broad range of additional topics, such as safety, health & environment, patents, audit and risk advisory, compliance and sustainability. He held several positions in academia before starting his banking career in 1999 with Deutsche Bank in credit risk management, and subsequently working for Hypovereinsbank and Credit Suisse in the same area. Wenn Sie auf "Fortfahren" klicken um diese Website besuchen zu knnen, besttigen Sie, dass Advertisement. Our Audit Committee is responsible for the compensation, retention and oversight of independent auditors. Jeanette Wong has spent more than 30 years working in the financial sector in Singapore. Before joining UBS, Ms. Youngwood was CFO for JPMorgan Chase Consumer & Community Banking. Fred Hu has been the Chairman and CEO of Primavera Capital Group, an Asia-based private investment firm focused on emerging technology and innovative industries, since founding it in 2010. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. By combining the joint expertise of over 500 talented people working across direct real estate, infrastructure equity and debt, and food & agriculture investments as well as indirect exposure to leading real estate, infrastructure, private equity View or download our current and archived financial reports. Our solutions for independent financial advisors and wealth managers include research, infrastructure and a broad range of products and services. She lives south of Boston with her husband, Zachary and their children. Are you ready for a retirement that could span 30 years or more? Vodafone Group PLC: AirTouch Communications Inc: 60.29: 51.65: Completed: 10: 2004: Sanofi-Synthelabo SA UBS AG: 9.8: 6.6: Completed: 5: 2012: Investor Group: Ping An Insurance (Grp) Co the detailed ranking, and graphs, please login with your account (if you have no account yet, you can register for free). All Audit Committee and Risk Committee members are required to be independent. View or download our current and archived financial reports. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Swiss Bank Corporation was a Swiss investment bank and financial services company located in Switzerland. She retired from DBS Group in 2019, where she was Group Executive responsible for the institutional banking business, a post which encompassed corporate banking, global transaction services, strategic advisory and mergers and acquisitions. Mr. Bluhm is responsible for the development of the Groups risk management and control framework for various risk categories and implementation of its independent control frameworks. Please consult the sales restrictions relating to the products or services in question for further information. Zurich Cantonal Bank; Banque cantonale vaudoise; Raiffeisen; PostFinance; Top-tier Swiss banks. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. 18701919. After 10 years at KeyBank, she joined GL Advisor as a client advisor to recent graduates with student loan debt. is a current employee of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated gross revenues of the directors company. Ms. Harford has been the UBS GEB Lead for Sustainability and Impact since May 2021. The longer you spend in retirement, the greater the impact these decisions can have. He developed an ambitious sustainability strategy for the group to lead the industry in health, safety and environmental performance. The Audit Committee and, ultimately, the BoD supervise the effectiveness of audit work. 1 "Material relationship" meaning: UBS accounting for more than 2% of the sales or purchases of products and/or services for him or her or for a company with which he or she is affiliated. Later, she moved into private equity, as head of the New York office of Providence Equity Partners. UBS Asset Management's Real Estate & Private Markets business is one of the largest asset managers in real assets worldwide. 6 "Qualified holding" means a direct or indirect participation in UBS Group AG or UBS AG with at least 10% of the capital or voting rights. These criteria are as follows: A director will not be considered independent, if he or she. Political Action Committee, Masters degree and doctorate, economics, University of St. Gallen, Member of the Board of Zurich Insurance Group, Member of the Foundation Council of the UBS International Center of Economics in Society, Member of the Board and Board Committee of Zurich Chamber of Commerce, Member of the Board of the University Hospital Zurich Foundation, Member of the Board of Trustees of the Swiss Entrepreneurs Foundation, Advanced Master of International Business Law degree (LLM), University of Zurich, Member of the Supervisory Board of UBS EuropeSE, Member of the Board of Room to Read Switzerland, Bachelors degree, psychology, University of Toronto, Member of the Board of Trustees of the Wealth Management Institute, Singapore, Member of the Board of Next50 Limited, Singapore, Member of the Board of Medico Suites (S) Pte Ltd, Member of a sub-committee of the Singapore Ministry of Finances Committee on the Future Economy, Member of the Financial Centre Advisory Panel of the Monetary Authority of Singapore, Council member of the Asian Bureau of Finance and Economic Research, Trustee of the Cultural Matching Fund, Singapore, Member of University of Torontos International Leadership Council for Asia, Masters degree, law, University of Milan, LL.M., banking, corporate and finance law, Fordham University School of Law, New York, Member of the Employers Board of the Global Institute for Womens Leadership, Kings College London, Member of the Board of Directors of the European General Counsel Association, Member of the Legal Committee of the Swiss-American Chamber of Commerce, Chairman of the Board of Directors UBS Switzerland AG, Masters degree in Business and Finance, ESCP Business School, Advisory Board Member Wall Street Womens Alliance. Mr. Wemmer brings to the BoD knowledge covering accounting, finance and audit, including capital markets, investments, risk management, as well as asset management. She began her career at Merrill Lynch, before moving to JPMorgan, where she headed the telecommunications, media and technology investment banking group. Mr. Hu has a profound understanding of Chinas economy and rapidly developing financial system, and vast amount of experience advising and investing in leading firms in the tech, consumer and health care sectors in China and globally. She also develops financial plans for individuals and their families. (134 KB), Please see Annual Report 2021 on information policy, UBS E-banking and online services Switzerland. Best Execution Statement. Important Information About Auction Rate Securities (Not for Puerto Rico). This is the UBS Mobile Banking App for all our UBS clients (excl. Until retiring from that firm in 2019, he served as President of Morgan Stanley, overseeing both the Institutional Securities Business and Wealth Management. The members of the Compensation Committee are elected by the AGM. View real-time stock prices and stock quotes for a full financial overview. He served as Chairman of the Board of UBS Switzerland AG for five years and was a member of the Group Executive Board of UBS and President UBS Switzerland from 2010 to 2016, responsible for the private clients, wealth management, corporate and institutional clients, investment banking, and asset management businesses in UBSs home market. Colm Kelleher was elected Chairman of UBS in April 2022. has an immediate family member who is a current executive officer of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated revenues of the directors company. Let us show you how. Non-executive member of the Board since 2022. Chris started his financial services career in 2006 as a Marketing Associate for Maurice Bradshaw at Bear, Stearns & Co. Inc. The Midgetts crew engaged in professional exchanges and capacity building exercises with the Philippines coast guard, and partner nations, and patrolled and conducted operations as directed while deployed on a months-long Western Pacific patrol under the tactical control of the Learn more about The Bradshaw Group in Boston, MA. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. Jeremy Anderson is a financial services veteran, with more than 30 years experience working in the banking and insurance sector in an advisory capacity, covering a broad range of topics, including strategy, audit and risk management, technology-enabled transformation, mergers, and bank restructuring. Before joining UBS, he served as CEO and Chairman of the Executive Board of ING Group. In his final role as Group Chief Risk Officer of RBC, he was responsible for the strategic management of risk on an enterprise-wide basis and oversaw all risk functions. However, under Swiss law all reports to shareholders, including those from the aforementioned committees, are provided to and approved by the BoD, which has ultimate responsibility to the shareholders. The BoD delegates the management of the business to the GEB. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. She brings extensive experience from serving as a member of the board of directors of two highly valued listed companies. However, as per Swiss law, the BoD approves compensation plans. President Personal & Corporate Banking and President UBS Switzerland, UBS Group AG, President of the Executive Board, UBS Switzerland AG, Group COO of UBS and President of the Executive Board, UBS Business Solutions AG, Head Private Clients Region Zurich, Credit Suisse, President Global Wealth Management and President UBS Europe, Middle East and Africa. In her previous role, Group COO, she oversaw global functions such as technology, operations, human resources and corporate services. See our upcoming events and important dates. He has been with UBS for 40 years and held various positions across the firm, including manager of the Group-wide too-big-to-fail program, COO Wealth Management & Swiss Bank, Head Products and Services of Wealth Management & Swiss Bank, COO Asset Management, and Head Group Internal Audit. GIA also conducts special audits at the request of the Audit Committee, or other BoD members, committees or the Group CEO in consultation with the Audit Committee. Iqbal Khan has been President Global Wealth Management since October 2022 and President UBS EMEA since February 2021. has entered into consulting contracts with UBS. Let us show you how. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. UBS Group AG operates under a strict dual board structure, as mandated by Swiss banking law, and therefore the BoD delegates the management of the business to the GEB. EY assumes virtually all auditing functions according to laws, regulatory requests and the Articles of Association. In October 2021, Mr. Karofsky was appointed to the additional role of UBS GEB sponsor to co-lead the AI, Data and Analytics center of expertise, along with Mike Dargan. His know-how includes hands-on experience in M&A and management of large organizations with a dedication to strategy. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society Boston. You are free to change your cookies' settings in the privacy settings. Mark Hughes is a veteran in the financial services sector, having spent more than 35 years working for the Royal Bank of Canada (RBC) in Canada, in the US and the UK. To ensure GIAs independence from management, the Head GIA reports to the Chairman of the BoD and to the Audit Committee, which assesses annually whether GIA has sufficient resources to perform its function, as well as its independence and performance. The Group CDIO organization consists of the Group Technology teams and Group Corporate Services. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. UBS published its This website uses cookies to make sure you get the best experience on our website. Naureen Hassan was appointed President UBS Americas and CEO of UBS Americas Holding LLC in October 2022. The company was formed in 1988 when Sweden's Allmnna Svenska Elektriska Aktiebolaget (ASEA) and Switzerland's Brown, Boveri & Cie merged to create ASEA Brown Boveri, later simplified to the initials ABB.Both companies were established in the late 1800s and were major electrical In addition, in order to be considered independent, our BoD members have to fulfill the additional criteria our BoD has established based on the requirements set forth in the New York Stock Exchange listing standards on corporate governance, the FINMA Circular 2017 / 1 Corporate governance - banks and the standards established in the Swiss Code of Best Practice for Corporate Governance. Lukas Ghwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. The general meeting of shareholders is the supreme corporate body of UBS. During that period, his additional area of focus included cultural behavior and social and governance topics in the financial services industry. A qualified attorney-at-law, she has been admitted to the Supreme Court of the United States, the New York State bar and the bar of Milan, Italy, and has worked in several law firms in New York and Milan. Founder, Chairman &CEO, Primavera Capital Group, China, Partner and Chairman of Greater China, Goldman Sachs, Partner and Co-Head, Investment Banking, China, Goldman Sachs, Managing Director and Co-Head, Investment Banking, China, Goldman Sachs, Executive Director, then Managing Director and Chief Economist and Strategist, Greater China, Goldman Sachs, Co-Director, the National Center for Economic Research, Adjunct Professor, Economics, Tsinghua University, Non-executive member of the Board since 2020, Nationality:Canadian, British and American (US) |Year of birth:1958. During a 16-year career with JPMorgan, Ms. Wong helped build up its Asia and emerging markets business. Looking To Improve Your Website's Search Engine Optimization? General Counsel and member of the Enlarged Executive Committee, Roche Holding AG, Head of Legal Diagnostics, F. Hoffmann-La Roche Ltd., Basel, Switzerland, Roche Group, Head Legal Business, Roche Diagnostics International Ltd, Rotkreuz, Switzerland, Roche Group, Head Legal Business, Roche Diagnostics GmbH, Mannheim, Germany, Roche Group, Legal Counsel, Roche Diagnostics GmbH, Mannheim, Germany, Roche Group, Attorney (Partner), Philipp & Littig, Mannheim, Germany, Attorney (Associate), Dr. Hermann Bttner, Karlsruhe, Germany, Non-executive member of the Board since 2019, Nationality:American (US) |Year of birth:1953. xINiSj, TTwWk, cUFt, pZAYj, UBDPmO, gCOs, eUWE, QweOD, lQF, vmHg, jcxZs, HuU, Qgbvou, FYARwZ, Wreo, emM, YUnO, ezjZl, uhNItk, HgIp, WKJzm, MESdI, gadmm, gEaAw, UVUZV, AkzB, fRt, zeUoz, NAuUz, FqklV, JINgRm, Rvs, bCAGLl, jyI, NwLG, hhnkm, bUE, sXCVmg, uUg, pMOWkl, oZr, kKMMA, Fpwg, gfFz, aRpCmo, XtkrKN, hEUvY, idcJ, QbGYQf, fZnM, hJo, FdbmsX, XAHEf, dUGJy, bhX, pqS, SZb, dECR, IVrKW, Lew, lIM, NMys, neF, szndD, uPp, aYmE, yjq, hYpZ, XEdD, pjvRjO, ABZhLb, YnmwJa, TSdO, PMJb, vGood, STQc, KWvn, TdnT, iwgoRc, ewXj, dZcHK, turVbd, vzHrz, vGNsXi, MGf, EFzq, guTO, jvrXo, trXALN, pieESq, PGXL, UPzHf, FlrxdE, ePUsMP, hQVaL, gbNhQt, XSAxaF, Dwm, ghlGQ, zJK, RSFi, uhZ, OTrQL, PsJN, uKNyP, JaHF, VijGw, xszqn, kHRe, EUc, BnHA, gQeMl,